Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid James Duncan is a financial professional with over 20 years of experience in the financial services industry. David is currently registered with Capital ONE Securities, Inc. in New York, NY. David previously worked at firms such as NATIXIS SECURITIES AMERICAS LLC, NATIXIS SECURITIES NORTH AMERICA INC., CIBC WORLD MARKETS CORP., CIBC WOOD GUNDY SECURITIES CORP., and CITICORP SECURITIES, INC. David holds Series 63, Series 7 and SIE licenses and is registered in 11 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/06/2020 - Present
Capital ONE Securities, Inc. (New York NY)
NY
10/03/2011 - 12/15/2016
NATIXIS SECURITIES AMERICAS LLC (NEW YORK NY)
NY
09/27/2007 - 10/03/2011
NATIXIS SECURITIES NORTH AMERICA INC. (NEW YORK NY)
NY
11/03/1997 - 07/29/2004
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
03/28/1997 - 11/03/1997
CIBC WOOD GUNDY SECURITIES CORP. (NEW YORK NY)
NY
09/23/1993 - 12/18/1996
CITICORP SECURITIES, INC. (NEW YORK NY)
BC
Issued 08/14/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/15/2016
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure David Duncan is the right advisor for you? Invested Better is here to help.
