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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Downey is an active investment advisor representative registered with Herndon Plant Oakley, Ltd.. David has been a licensed investment advisor for over 34 years. David has expertise in a variety of investment products and services, including financial planning, portfolio management, and selection of other advisors. David holds multiple industry certifications and is a registered principal in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
09/03/1998 - Present
Herndon Plant Oakley, Ltd. (CORPUS CHRISTI TX)
NY
03/02/1998 - 10/09/1998
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
NA
01/02/1998 - 03/02/1998
DAIN RAUSCHER INCORPORATED
TX
10/28/1994 - 01/02/1998
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
MI
11/08/1990 - 11/10/1994
OLDE DISCOUNT CORPORATION (DETROIT MI)
TX
08/24/1993 - 06/23/1994
TRADESTAR INVESTMENTS,INC. (HOUSTON TX)
MA
07/18/1989 - 10/09/1989
CAMBRIDGE-NEWPORT COMPANY (THE) (SPRINGFIELD MA)
NA
01/03/1989 - 07/25/1989
MARSHALL DAVIS, INC.
NA
06/24/1987 - 01/09/1989
BLINDER, ROBINSON & CO., INC.
IA
Issued 09/12/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/25/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/25/1998
Series 27 - Financial and Operations Principal Examination
BC
Issued 07/14/1998
Series 24 - General Securities Principal Examination
BC
Issued 05/05/1998
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/13/1992
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 11/25/1991
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/20/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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