Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Dominici is an investment advisor representative at Ameriprise Financial Services, LLC. David has been in the financial services industry since 1985 and is registered with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). David has a Series 6, 7, 24, 63, and 65 licenses and is also a Chartered Financial Consultant. David has a long history of working in the financial services industry, including previous roles at Signator Investors, Inc., AXA Advisors, LLC and John Hancock Mutual Life Insurance Company. David specializes in retirement planning, investment planning, insurance planning, and estate planning. He serves a variety of clients, including individuals, families, businesses, and trusts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
09/16/2015 - Present
Ameriprise Financial Services, LLC (Hamilton NJ)
NJ
07/02/2009 - 05/22/2015
SIGNATOR INVESTORS, INC. (HAMILTON NJ)
NJ
01/02/2009 - 07/08/2009
AXA ADVISORS, LLC (HAMILTON TOWNSHIP NJ)
NJ
10/02/1985 - 01/05/2009
SIGNATOR INVESTORS, INC. (HAMILTON NJ)
MA
10/02/1985 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IA
Issued 04/09/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/14/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/27/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/1999
Series 7 - General Securities Representative Examination
BC
Issued 10/01/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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