Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid James Dolan is a financial advisor at Raymond James & Associates, Inc. with over 20 years of experience in the financial services industry. David has held previous roles at DC Advisory, Signal Hill Capital Group LLC, Updata Securities, Inc., Bear, Stearns & Co. Inc., The Advisors Group, Inc., American Express Financial Advisors Inc., and IDS Life Insurance Company. David is registered to provide securities and investment advisory services in Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
VA
10/02/2023 - Present
Raymond James & Associates, Inc. (RESTON VA)
DC
03/01/2018 - 10/03/2023
DC ADVISORY (Washington DC DC)
VA
08/02/2010 - 03/01/2018
SIGNAL HILL CAPITAL GROUP LLC (RESTON VA)
VA
04/21/2008 - 07/16/2010
UPDATA SECURITIES, INC. (RESTON VA)
NY
09/08/2005 - 03/25/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
MD
10/31/2001 - 12/31/2002
THE ADVISORS GROUP, INC. (BETHESDA MD)
MN
09/20/2000 - 11/05/2001
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
09/20/2000 - 11/05/2001
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 09/08/2005
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 10/16/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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