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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid James Davis is an Investment Advisor Representative with Cetera Investment Advisers LLC. David has been in the financial services industry since 1999. David has experience working at several firms including Money Concepts Capital Corp, CUNA Brokerage Services, Inc., Tower Square Securities, Inc., and New England Securities. David is licensed in North Carolina and South Carolina. David's current employment with Cetera Investment Advisers LLC began in 2018. Cetera Investment Advisers LLC is a registered investment advisor headquartered in Schaumburg, Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
SC
07/20/2018 - Present
Cetera Investment Advisers LLC (SUMMERVILLE SC)
SC
10/04/2010 - 07/23/2018
MONEY CONCEPTS CAPITAL CORP (SUMMERVILLE SC)
SC
12/08/2005 - 10/08/2010
CUNA BROKERAGE SERVICES, INC. (SUMMERVILLE SC)
SC
03/03/2004 - 12/02/2005
TOWER SQUARE SECURITIES, INC. (GOOSE CREEK SC)
NY
02/28/2000 - 04/16/2003
NEW ENGLAND SECURITIES (NEW YORK NY)
NA
09/02/1993 - 11/02/1994
INVESTMENT MANAGEMENT & RESEARCH, INC
IA
Issued 1/30/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 2/29/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/6/2006
Series 7 - General Securities Representative Examination
BC
Issued 2/24/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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