Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Carpenter is a securities professional with over 15 years of experience in the financial services industry. David has a Series 63, 24, 99TO, SIE and 82 licenses and is registered in Connecticut, Florida, Massachusetts, New Jersey and New York. Currently, David is associated with BCW Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
02/05/2008 - Present
BCW Securities LLC (WESTPORT CT)
BC
Issued 11/16/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/21/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/2007
Series 82 - Limited Representative-Private Securities Offerings
Active
Inactive
F
FINRA
Not sure David Carpenter is the right advisor for you? Invested Better is here to help.
