Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Buckley is a financial advisor with over 8 years of experience in the industry. David is currently registered with Capital Client Group, Inc. David has worked with a variety of clients, including individuals, businesses, and institutions. David is committed to providing his clients with the highest quality financial advice and services. Previously, David was employed by PIMCO INVESTMENTS LLC and VANGUARD MARKETING CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
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2
CA
02/10/2023 - Present
Capital Client Group, Inc. (IRVINE CA)
CA
03/29/2019 - 10/07/2021
PIMCO INVESTMENTS LLC (NEWPORT BEACH CA)
AZ
06/04/2018 - 04/02/2019
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
AZ
08/06/2013 - 05/18/2015
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
BC
Issued 06/27/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/03/2023
Series 24 - General Securities Principal Examination
BC
Issued 09/01/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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