Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid James Brown is a financial advisor who has been in the industry since June 2009. David is currently registered with Wells Fargo Advisors Financial Network, LLC and has been with the firm since October 2018. Previously, David was registered with SunTrust Investment Services, Inc. and Edward Jones. David is licensed to provide financial advice in multiple states and has experience working with high-net-worth individuals, pension and profit-sharing plans, corporations, and other businesses. David is also registered as an Investment Advisor Representative in Tennessee. David has a strong understanding of the financial markets and is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TN
10/02/2018 - Present
Wells Fargo Advisors Financial Network, LLC (KNOXVILLE TN)
TN
05/29/2012 - 10/02/2018
SUNTRUST INVESTMENT SERVICES, INC. (KNOXVILLE TN)
TN
05/06/2009 - 04/03/2012
EDWARD JONES (KNOXVILLE TN)
BOTH
Issued 05/15/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/26/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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