Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid James Bolten is a financial advisor with over 30 years of experience in the industry. David is currently registered with Wells Fargo Clearing Services, LLC. David has experience with a range of clients, including high-net-worth individuals, corporations, and charitable organizations. David is a well-rounded financial advisor who has passed the Series 7, 8, 9, 10, 31, 63, and 65 exams. David is licensed to provide financial advice in a variety of states, including Maryland, Texas, and others.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
04/24/2020 - Present
Wells Fargo Clearing Services, LLC (BETHESDA MD)
MD
04/23/2008 - 05/12/2017
UBS FINANCIAL SERVICES INC. (BETHESDA MD)
MD
04/02/2007 - 04/24/2008
MORGAN STANLEY & CO. INCORPORATED (BETHESDA MD)
MD
06/10/1999 - 04/02/2007
MORGAN STANLEY DW INC. (BETHESDA MD)
NY
12/13/1996 - 06/15/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MI
11/01/1993 - 01/10/1997
OLDE DISCOUNT CORPORATION (DETROIT MI)
IA
Issued 02/19/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/13/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 09/14/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure David Bolten is the right advisor for you? Invested Better is here to help.
