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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Bloom is a financial advisor with over 10 years of experience in the industry. David is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has previously worked for M&T Securities, Inc., J.P. Morgan Securities LLC, Vanguard Marketing Corporation, and Philadelphia Corporation for Investment Services. David is a licensed securities professional and holds a number of industry certifications, including the Series 63, 65, 66, 7, 9, 10, and SIE. David is also a registered Investment Advisor in both Pennsylvania and Texas. David's specializations include asset allocation modeling, investment policy statements (IPS), research reports and services, performance measurement reports, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
07/30/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MEDIA PA)
PA
08/17/2018 - 06/05/2019
M&T SECURITIES, INC. (VILLANOVA PA)
DC
01/07/2014 - 04/09/2014
J.P. MORGAN SECURITIES LLC (WASHINGTON DC)
PA
04/14/2010 - 02/03/2012
J.P. MORGAN SECURITIES LLC (PHILADELPHIA PA)
PA
01/22/1998 - 07/26/2004
VANGUARD MARKETING CORPORATION (MALVERN PA)
PA
11/12/1996 - 12/23/1997
PHILADELPHIA CORPORATION FOR INVESTMENT SERVICES (WAYNE PA)
BOTH
Issued 01/09/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/03/2010
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/13/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/02/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/21/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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