Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Barnett has been in the financial services industry since February 10, 2000. David is currently registered with Columbia West Capital, LLC. David is a registered representative and investment advisor representative in Arizona. David previously worked at Source Capital Group, Inc. and Morgan Stanley DW Inc. David has passed the Series 7, 24, 31, 63, 65, 79TO, 99TO and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
02/07/2008 - Present
Columbia West Capital, LLC (SCOTTSDALE AZ)
CT
08/01/2007 - 02/11/2008
SOURCE CAPITAL GROUP, INC. (WESTPORT CT)
NY
02/23/1998 - 08/12/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 03/05/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/05/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/17/2013
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 02/19/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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