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David James Adorney

C & C Trading LLC

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About David James Adorney

David Adorney is a financial professional with over 25 years of experience in the industry. David has held positions at several prominent firms including Goldman Sachs, DRW Securities, Dart Execution, and Ronin Capital. David is currently registered with C&C Trading LLC in Greenwich, CT. David is also licensed to conduct business in Illinois and New York. David holds a variety of licenses and certifications including Series 3, 7, 24, 55, 57TO, and SIE.

Firm Information

David Adorney is currently registered with C & C Trading LLC. C&C Trading LLC is a Limited Liability Company formed on August 18, 1995. The firm has been approved for one SEC registration and is headquartered in the United States. C&C Trading LLC has been involved in 5 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

12

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Adorney’s Registration & Firm History

CT

03/10/2015 - Present

C&C Trading LLC (Greenwich CT)

IL

04/12/2012 - 03/03/2015

RONIN CAPITAL, LLC (CHICAGO IL)

NY

03/13/2012 - 04/20/2012

DART EXECUTIONS, LLC (NEW YORK NY)

CT

08/14/2009 - 01/27/2012

DRW SECURITIES, L.L.C. (GREENWICH CT)

NY

10/27/2008 - 08/18/2009

GOLDMAN, SACHS & CO. (NEW YORK NY)

NY

08/03/1998 - 03/18/2009

GOLDMAN SACHS EXECUTION & CLEARING, L.P. (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/29/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/04/2004

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/01/2008

Series 3 - National Commodity Futures Examination

BC

Issued 03/14/2007

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 08/01/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

Disclosures

There are no public disclosures for David James Adorney.
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