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David James Acconcio

Neuberger Berman BD LLC

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About David James Acconcio

David Acconcio is a financial professional with over 15 years of experience in the industry. Currently registered with Neuberger Berman BD LLC, David has held previous positions with MML Investors Services, LLC. David holds the Series 63, Series 7, Series 9, Series 10, Series 24, Series 4, Series 52TO and Series 53 licenses and has the Certified Financial Planner designation. David is registered to provide investment advice in both New Jersey and New York.

Firm Information

David Acconcio is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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percentage of assets

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David Acconcio’s Registration & Firm History

NY

03/23/2021 - Present

Neuberger Berman BD LLC (NEW YORK NY)

RI

03/12/2008 - 11/07/2014

MML INVESTORS SERVICES, LLC (WARWICK RI)

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Licenses & Designations

BC

Issued 12/10/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 05/18/2018

Series 4 - Registered Options Principal Examination

BC

Issued 01/16/2015

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 02/03/2011

Series 53 - Municipal Securities Principal Examination

BC

Issued 11/10/2010

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/11/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for David James Acconcio.
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