Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Jacques Moret is an investment advisor representative of Wellesley Asset Management, Inc., located in Portsmouth, NH. David has been in the financial services industry since 1986. David holds the Series 3, 7, 24, 63, and 65 licenses. David has specialized in financial planning, portfolio management for individuals, portfolio management for businesses, portfolio management for pooled investment vehicles, and portfolio management for investment companies. David was previously registered with Principal Funds Distributor, Inc. and Princor Financial Services Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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NH
01/14/2025 - Present
Wellesley Asset Management, Inc. (PORTSMOUTH NH)
IA
01/27/2016 - 01/30/2017
PRINCIPAL FUNDS DISTRIBUTOR, INC. (DES MOINES IA)
CA
07/23/2008 - 04/05/2016
PRINCOR FINANCIAL SERVICES CORPORATION (ALAMO CA)
AZ
03/02/2004 - 01/02/2008
DAVIS DISTRIBUTORS, LLC (TUCSON AZ)
IL
07/05/2001 - 02/11/2004
CALAMOS FINANCIAL SERVICES, INC. (NAPERVILLE IL)
IL
04/18/2001 - 06/18/2001
ALLSTATE DISTRIBUTORS, L.L.C. (NORTHBROOK IL)
IL
04/06/2000 - 03/08/2001
NUVEEN INVESTMENTS (CHICAGO IL)
MA
08/06/1998 - 09/14/1999
VISTA FUND DISTRIBUTORS, INC. (BOSTON MA)
WI
06/05/1997 - 02/06/1998
FIMCO SECURITIES GROUP, INC. (PORT WASHINGTON WI)
NY
09/12/1994 - 06/16/1997
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
CA
03/26/1991 - 06/08/1994
FN INVESTMENT CENTER (SACRAMENTO CA)
NY
06/13/1986 - 03/12/1991
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
01/01/1984 - 06/05/1986
PAINEWEBBER INCORPORATED
IA
Issued 11/29/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/06/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/23/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/1986
Series 3 - National Commodity Futures Examination
BC
Issued 12/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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