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David J Wurtz

Foreside Fund Services, LLC

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About David J Wurtz

David Wurtz is an investment advisor with Foreside Fund Services, LLC. David has over 20 years of experience in the financial services industry. David's primary focus is on investment company products and variable contracts. David holds the Series 6, Series 26 and Series 63 licenses. David is a highly experienced and knowledgeable financial advisor who is dedicated to helping his clients achieve their financial goals.

Firm Information

David Wurtz is currently registered with Foreside Fund Services, LLC. Foreside Fund Services, LLC is a Limited Liability Company formed in 1998. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

625

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Wurtz’s Registration & Firm History

ME

02/07/2017 - Present

Foreside Fund Services, LLC (Portland ME)

OH

01/04/2008 - 05/01/2020

BD COMPLIANCE SOLUTIONS, LLC (GAHANNA OH)

OH

06/21/2019 - 11/14/2019

PARNASSUS FUNDS DISTRIBUTOR, LLC (Gahanna OH)

OH

01/30/2018 - 11/14/2019

FORESIDE ASSOCIATES, LLC (GAHANNA OH)

OH

01/30/2018 - 11/14/2019

FORESIDE FINANCIAL SERVICES, LLC (Gahanna OH)

OH

01/30/2018 - 11/14/2019

FORESIDE FUNDS DISTRIBUTORS LLC (GAHANNA OH)

OH

01/30/2018 - 11/14/2019

FORESIDE GLOBAL SERVICES, LLC (GAHANNA OH)

OH

01/30/2018 - 11/14/2019

FUNDS DISTRIBUTOR, LLC (GAHANNA OH)

OH

01/30/2018 - 11/14/2019

IMST DISTRIBUTORS, LLC (GAHANNA OH)

OH

01/30/2018 - 11/14/2019

ORBIS INVESTMENTS (U.S.), LLC (Gahanna OH)

OH

01/30/2018 - 11/14/2019

PNC FUNDS DISTRIBUTOR, LLC (Gahanna OH)

OH

01/30/2018 - 11/14/2019

STERLING CAPITAL DISTRIBUTORS, LLC (GAHANNA OH)

ME

01/30/2018 - 11/14/2019

VT DISTRIBUTORS LLC (PORTLAND ME)

OH

12/04/1998 - 01/04/2008

FORESIDE DISTRIBUTION SERVICES, L.P. (COLUMBUS OH)

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Licenses & Designations

BC

Issued 10/05/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/11/2007

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/23/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David J Wurtz.
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