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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Waitrovich is an Investment Advisor Representative with Merrill Lynch, Pierce, Fenner & Smith Inc. David is a Registered Representative with over 39 years of experience in the financial industry. David has held previous positions with BECKER PARIBAS INCORPORATED, LEHMAN BROTHERS KUHN LOEB INCORPORATED and E. F. HUTTON & COMPANY INC. David has been actively registered as an Investment Advisor Representative in California since 1997 and in Texas since 1999. David also holds Series 63, Series 7, Series 31 and SIE licenses. David's areas of specialization include fixed income, equity, options, mutual funds, and variable annuities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
04/08/1999 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN FRANCISCO CA)
NA
05/18/1984 - 10/18/1984
BECKER PARIBAS INCORPORATED
NA
01/03/1984 - 05/24/1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
NA
09/24/1982 - 12/19/1983
E. F. HUTTON & COMPANY INC
IA
Issued 6/3/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/5/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/12/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 9/18/1982
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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