Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid J. St. louis is an investment advisor representative at J.p. Morgan Securities LLC, based in the Somerset, NJ office. David St. louis has been in the securities industry since 1991. David St. louis has been registered with J.p. Morgan Securities LLC since 2012. Prior to that, David St. louis was employed by CHASE INVESTMENT SERVICES CORP., ANDREW GARRETT INC., S.W. BACH & COMPANY, KIRLIN SECURITIES INC., PRINCETON SECURITIES CORPORATION, and HIBBARD BROWN & CO., INC.. David St. louis holds the following securities licenses: Series 63, Series 7, and Series 65. David St. louis's specializations include retirement planning, mutual funds, fixed income securities, bonds, and stocks.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NJ
09/19/2013 - Present
J.p. Morgan Securities LLC (SOMERSET NJ)
NJ
06/23/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (SOMERSET NJ)
PA
02/26/2007 - 06/03/2010
ANDREW GARRETT INC. (NEWTOWN PA)
NJ
11/16/2005 - 03/01/2007
S.W. BACH & COMPANY (PRINCETON NJ)
NY
02/22/2001 - 12/05/2005
KIRLIN SECURITIES INC. (SYOSSET NY)
NY
01/11/1993 - 09/01/2001
PRINCETON SECURITIES CORPORATION (SYOSSET NY)
NY
06/13/2000 - 12/31/2000
KIRLIN SECURITIES INC. (SYOSSET NY)
NY
07/08/1991 - 01/11/1993
HIBBARD BROWN & CO., INC. (NEW YORK NY)
IA
Issued 01/13/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/18/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/1991
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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