Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid J Rubino is a financial professional with over 10 years of experience in the financial services industry. David is currently registered with Northwestern Mutual Investment Services, LLC. David has a Series 7, Series 66 and SIE license. David has been registered with the state of Pennsylvania since 2011. In addition to his registration with Northwestern Mutual Investment Services, LLC, David is also registered with 18 other states, including Arizona, Arkansas, Connecticut, Delaware, Florida, Georgia, Hawaii, Illinois, Maine, Maryland, Massachusetts, New Jersey, New York, North Carolina, Pennsylvania, Texas, Virginia, and Wisconsin. David has been registered with the state of Pennsylvania as an Investment Advisor Representative since 2011.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
PA
02/07/2011 - Present
Northwestern Mutual Investment Services, LLC (KNG OF PRUSSIA PA)
BOTH
Issued 02/03/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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