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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid J Ricci is a financial advisor with Mercer Global Advisors Inc. David has over 9 years of experience in the financial industry and holds several licenses and certifications including Series 63, Series 66, Series 7, Series 9, Series 10, and Series 24. David has a CFP® designation and is also the owner of Ricci Properties, a real estate rental company. David specializes in providing financial planning, portfolio management, and trust services to individuals, businesses, and retirement plans. David is committed to providing his clients with personalized advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Trust services, estate planning, tax return preparation, consultation
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
09/12/2023 - Present
Mercer Global Advisors Inc. (Mesa AZ)
AZ
10/14/2019 - 08/29/2023
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
AZ
03/17/2014 - 09/06/2019
FIDELITY BROKERAGE SERVICES LLC (SCOTTSDALE AZ)
BOTH
Issued 11/09/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/28/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/15/2021
Series 24 - General Securities Principal Examination
BC
Issued 05/08/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/14/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/2014
Series 7 - General Securities Representative Examination
Active
Inactive
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