Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Ranaudo is a financial professional with over 18 years of experience in the securities industry. David is currently registered with Maxim Group LLC, a firm that offers a wide range of financial services. Prior to joining Maxim Group, David was employed by Hallmark Investments, Inc., Seven Points Capital, LLC, New Castle Financial Services LLC, Advanced Equities, Inc., and National Securities Corporation. David is licensed in 23 states and holds Series 7 and Series 63 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/17/2010 - Present
Maxim Group LLC (NEW YORK NY)
NY
10/26/2009 - 01/28/2010
HALLMARK INVESTMENTS, INC. (NEW CITY NY)
NY
11/25/2008 - 04/15/2009
SEVEN POINTS CAPITAL, LLC (NEW YORK NY)
NY
05/05/2008 - 11/17/2008
NEW CASTLE FINANCIAL SERVICES LLC (NEW YORK NY)
NY
04/03/2007 - 05/27/2008
ADVANCED EQUITIES, INC. (NEW YORK NY)
NY
11/09/2006 - 04/02/2007
NATIONAL SECURITIES CORPORATION (NEW YORK NY)
NY
09/09/2004 - 12/06/2006
MAXIM GROUP LLC (NEW YORK NY)
BC
Issued 10/25/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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NYSE Arca, Inc.
N
Nasdaq Stock Market
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