Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid J. Polson is a financial professional with over 20 years of experience in the financial services industry. David is currently registered with MML Investors Services, LLC in New York. David has held previous positions with BEAR, STEARNS & CO. INC. and CONSECO EQUITY SALES, INC., as well as CREDIT SUISSE FIRST BOSTON LLC. David holds the Series 7, 63, 66 and SIE licenses. David specializes in providing financial planning, portfolio management and asset allocation services to a wide range of clients, including individuals, businesses, and institutions. David is a Chartered Financial Analyst and also provides insurance services through MassMutual Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NY
07/18/2024 - Present
MML Investors Services, LLC (TARRYTOWN NY)
NY
06/08/2007 - 06/17/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
IN
09/21/2004 - 04/03/2007
CONSECO EQUITY SALES, INC. (CARMEL IN)
NY
10/09/2001 - 05/06/2004
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
BOTH
Issued 06/05/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/17/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/03/2024
Series 7TO - General Securities Representative Examination
BC
Issued 01/29/2024
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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