Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Phillips is a financial advisor with over 20 years of experience in the industry. David is registered with Valley Wealth Strategies, LLC, and is licensed to provide investment advisory services in California and other states. He has a wide range of experience in the industry, including working for Charles Schwab & Co., Inc. Valley Wealth Strategies, LLC focuses on providing financial planning and portfolio management services to both individuals and high-net-worth individuals. The firm also offers selection of other advisors services. David is committed to providing his clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
12/12/2017 - Present
Valley Wealth Strategies, LLC (Walnut Creek CA)
CA
11/02/2009 - 11/29/2017
NATIONAL PLANNING CORPORATION (WALNUT CREEK CA)
CA
08/13/2008 - 11/03/2009
FINANCIAL NETWORK INVESTMENT CORPORATION (SAN JOSE CA)
CA
11/07/2006 - 08/13/2008
PENSION PLANNERS SECURITIES, INC. (SAN JOSE CA)
CA
10/30/2002 - 10/31/2006
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
TX
06/14/2000 - 11/07/2000
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
CA
11/01/1999 - 07/07/2000
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
NY
08/24/1992 - 09/02/1997
DEVELOPMENT CORPORATION FOR ISRAEL (NEW YORK NY)
IA
Issued 07/16/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/24/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/1999
Series 7 - General Securities Representative Examination
BC
Issued 08/21/1992
Series 2 - Non-Member General Securities Examination
Active
Inactive
F
FINRA
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