Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Newman is a financial advisor with over 10 years of experience in the industry. He is currently registered with Charles Schwab & Co., Inc. and is licensed to offer securities and investment advisory services in Arizona, California and Texas. David has a strong background in financial planning and investment management, with expertise in various areas, including asset allocation, retirement planning, and college savings. He has held previous positions with Vanguard Marketing Corporation, John Hancock Funds, LLC, and Park Avenue Securities LLC. David is committed to providing personalized financial advice and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
AZ
02/25/2023 - Present
Charles Schwab & CO., Inc. (Phoenix AZ)
AZ
05/31/2019 - 06/03/2021
PARK AVENUE SECURITIES LLC (SCOTTSDALE AZ)
AZ
08/02/2018 - 05/28/2019
JOHN HANCOCK FUNDS, LLC (Tempe AZ)
AZ
10/19/2012 - 07/23/2018
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
BOTH
Issued 08/22/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/16/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/2017
Series 7 - General Securities Representative Examination
BC
Issued 10/18/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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