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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Morse is a financial advisor registered with Morgan Stanley. David has been active in the industry since 2021 and holds the Series 7TO, SIE, Series 9 and Series 10 exams. David has passed the Uniform Combined State Law Examination and is registered in 53 states and the District of Columbia as well as the states of Arizona, Texas and Utah. David previously worked at E*TRADE SECURITIES LLC. David is a financial advisor working with high net worth individuals, pension and profit sharing plans, corporations or other businesses, individuals other than high-net-worth, insurance companies, investment companies, charitable organizations, banking or thrift institutions, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
UT
03/21/2022 - Present
Morgan Stanley (Sandy UT)
UT
10/07/2022 - 09/05/2023
E*TRADE SECURITIES LLC (South Jordan UT)
BOTH
Issued 11/15/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/20/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/15/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/27/2021
Series 7TO - General Securities Representative Examination
BC
Issued 04/28/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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