Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Lopez is a financial advisor with Fidelity Brokerage Services LLC. David has been in the securities industry for over 5 years. David has passed the Series 7TO, Series 63 and SIE exams. David is registered to sell securities in 53 states and Puerto Rico. Prior to joining Fidelity Brokerage Services LLC, David worked for J.P. Morgan Securities LLC and Hennion & Walsh, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
06/28/2021 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
FL
08/23/2019 - 05/13/2021
J.P. MORGAN SECURITIES LLC (POMPANO BEACH FL)
FL
04/12/2019 - 05/28/2019
HENNION & WALSH, INC. (BOCA RATON FL)
BC
Issued 05/03/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/12/2019
Series 7TO - General Securities Representative Examination
BC
Issued 03/11/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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