Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Koch is a financial advisor with over 20 years of experience in the industry. David is currently registered with LPL Financial LLC and is licensed to provide investment advice in 16 states. David specializes in providing financial planning, portfolio management, and other investment advisory services for individuals, businesses, and institutions. David has held previous positions at Sigma Financial Corporation, Robert W. Baird & Co. Incorporated, H&R Block Financial Advisors, Inc., and Edward Jones. David holds the Series 7, Series 63, and Series 65 licenses. David is a strong advocate for his clients and is dedicated to helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
05/15/2023 - Present
LPL Financial LLC (MCHENRY IL)
IL
08/18/2014 - 05/15/2023
SIGMA FINANCIAL CORPORATION (ROCKFORD IL)
IL
11/07/2008 - 08/22/2014
ROBERT W. BAIRD & CO. INCORPORATED (ROCKFORD IL)
IL
08/26/2005 - 11/10/2008
H&R BLOCK FINANCIAL ADVISORS, INC. (ST. CHARLES IL)
MO
06/07/2000 - 08/31/2005
EDWARD JONES (ST. LOUIS MO)
IA
Issued 01/12/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/08/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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