Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Kiolbassa is a financial advisor in SAN ANTONIO, TX. David has been in the financial services industry for over 29 years. David is a registered representative of Merrill Lynch, Pierce, Fenner & Smith Inc. David has a total of 24 approved state registrations, including registrations in Alabama, Alaska, Arizona, California, Colorado, Florida, Georgia, Illinois, Indiana, Kansas, Maryland, Minnesota, Missouri, New York, North Carolina, Oklahoma, South Carolina, Tennessee, Texas, Virgin Islands, Virginia, Washington, and Wisconsin. David has also passed the Series 4, Series 7, Series 24, Series 52TO, Series 53, and Series 63 exams. David's past experience includes working with BANC OF AMERICA INVESTMENT SERVICES, INC. and BA INVESTMENT SERVICES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
10/23/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN ANTONIO TX)
TX
01/01/1998 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (SAN ANTONIO TX)
CA
02/24/1999 - 07/12/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
NA
09/14/1994 - 01/01/1998
NATIONSSECURITIES
IA
Issued 10/5/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 9/22/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 9/24/1999
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/3/1998
Series 4 - Registered Options Principal Examination
BC
Issued 2/12/1997
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/31/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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