Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David j.? Claim Your ProfileDavid John Aigner has been a registered representative in the financial services industry since 1982. David John Aigner is currently registered with UBS Financial Services Inc., where David John Aigner has been employed since 2009. Before joining UBS Financial Services Inc., David John Aigner was registered with MORGAN STANLEY & CO. INCORPORATED from 2007 to 2009, and MORGAN STANLEY DW INC. from 1982 to 2007. David John Aigner is registered as a broker-dealer in the state of Texas and as an investment advisor representative in Texas as well. David John Aigner holds the Series 7, Series 63, and Series 65 licenses as well as the SIE license. David John Aigner is also registered with the Financial Industry Regulatory Authority (FINRA). David John Aigner has experience working with individuals, corporations, charitable organizations, investment companies, and insurance companies. David John Aigner specializes in providing financial planning, portfolio management, and investment advisory services to clients. David John Aigner is committed to providing clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
01/08/2009 - Present
UBS Financial Services Inc. (HOUSTON TX)
TX
04/02/2007 - 01/09/2009
MORGAN STANLEY & CO. INCORPORATED (HOUSTON TX)
TX
12/21/1982 - 04/02/2007
MORGAN STANLEY DW INC. (HOUSTON TX)
IA
Issued 09/01/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/28/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/1982
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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