Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid J Farago is a financial advisor with Ameriprise Financial Services, LLC, a firm that manages between $1 billion and $10 billion in assets. David has been in the financial services industry since June 14, 2016. He is a registered representative in Maine and Texas and has a Series 7 and 66 license. David's primary office is located in Manchester, ME. He is also registered as an investment advisor representative (IAR) in Maine and Texas. David's previous experience includes working as a financial advisor at Edward Jones in Augusta, ME. He has also worked at Federal Distributors in Lewiston, ME. David specializes in working with high-net-worth individuals, insurance companies, charitable organizations, pension and profit-sharing plans, corporations or other businesses, individuals other than high-net-worth, and state or municipal government entities. David offers a variety of financial services, including financial planning, pension consulting, educational seminars, asset allocation services, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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ME
11/13/2020 - Present
Ameriprise Financial Services, LLC (Manchester ME)
ME
06/15/2016 - 11/17/2020
EDWARD JONES (AUGUSTA ME)
BOTH
Issued 09/08/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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