Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid J. Fabos is a financial advisor with J.P. Morgan Securities LLC. David has been in the securities industry since 1995. David is registered in Illinois and North Carolina. David also has a Series 65 registration, making David an investment advisor representative. In addition to David's registration with J.P. Morgan Securities, David is registered with the following firms: Lincoln Financial Advisors Corporation, Lincoln Financial Securities Corporation, E*TRADE Capital Markets LLC, and E*TRADE Capital Markets - Execution Services LLC. David has experience working in the financial services industry in various roles, including accounting and bookkeeping, sports officiating, and as a consultant for Fab Advisors. David also holds licenses for the Series 7, 63, 24, 53, 55, 4, 52TO, and 57TO examinations. David also has a registration with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
07/10/2019 - Present
J.p. Morgan Securities LLC (New York NY)
IL
06/29/2010 - 07/01/2019
LINCOLN FINANCIAL ADVISORS CORPORATION (CHICAGO IL)
IN
10/02/2013 - 08/03/2015
LINCOLN FINANCIAL SECURITIES CORPORATION (FORT WAYNE IN)
IL
09/30/2006 - 03/16/2010
E*TRADE CAPITAL MARKETS LLC (CHICAGO IL)
IL
11/15/2005 - 09/30/2006
E*TRADE CAPITAL MARKETS - EXECUTION SERVICES LLC (CHICAGO IL)
IL
06/11/1984 - 03/27/1995
ROBERT C. WILSON & CO. (CHICAGO IL)
IA
Issued 11/11/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/13/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/13/2011
Series 4 - Registered Options Principal Examination
BC
Issued 10/16/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/02/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/14/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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