Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Elliott is a financial advisor at Thrivent Investment Management Inc.. David has been working in the financial industry for over 30 years. David provides financial planning and portfolio management services for individuals. David is registered with the Securities and Exchange Commission (SEC) and is a member of the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
10/10/2024 - Present
Thrivent Investment Management Inc. (Greenwood Village CO)
CO
08/11/2021 - 10/05/2023
AMERIPRISE FINANCIAL SERVICES, LLC (DENVER CO)
CA
12/19/2007 - 04/30/2021
WADDELL & REED (THOUSAND OAKS CA)
MO
05/17/2007 - 10/18/2007
ING FINANCIAL PARTNERS, INC. (NIXA MO)
MO
08/02/2005 - 05/03/2007
ALLSTATE FINANCIAL SERVICES, LLC (SPRINGFIELD MO)
NY
02/09/2004 - 08/05/2004
NYLIFE SECURITIES INC. (NEW YORK NY)
FL
09/13/2001 - 01/16/2004
LEGEND EQUITIES CORPORATION (PALM BEACH GARDENS FL)
MN
01/06/1993 - 09/06/2001
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
01/06/1993 - 09/06/2001
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
CT
10/03/1992 - 12/23/1992
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
NA
11/24/1992 - 12/16/1992
AMERICAN EXPRESS FINANCIAL ADVISORS INC.
NA
11/24/1992 - 12/16/1992
IDS LIFE INSURANCE COMPANY
MN
12/20/1988 - 10/08/1990
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
12/20/1988 - 10/08/1990
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 01/18/2008
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/06/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/29/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/31/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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