Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid J. Cornick is a financial advisor with J.P. Morgan Securities LLC based in Seattle, Washington. David Cornick has been in the financial industry since 2009, and has experience with HSBC Securities (USA) Inc. and Banc of America Investment Services, Inc. David Cornick holds FINRA Series 6, 63, and 6TO licenses, as well as a SIE license. David Cornick is registered with the state of Washington. David Cornick specializes in portfolio management for individuals, portfolio management for businesses, selection of other advisors, and pension consulting. David Cornick is also registered to provide financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
WA
03/25/2024 - Present
J.p. Morgan Securities LLC (SEATTLE WA)
WA
04/01/2010 - 10/21/2014
HSBC SECURITIES (USA) INC. (MERCER ISLAND WA)
WA
07/12/1999 - 04/28/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (SAMMAMISH WA)
CA
05/12/1999 - 07/12/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
BC
Issued 04/05/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/22/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/08/2024
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure David Cornick is the right advisor for you? Invested Better is here to help.
