Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Barberis is an active financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc.. David is registered with the state of Colorado as an Investment Advisor Representative. The firm manages assets between $10 billion and $50 billion. David has been an active advisor for 22 years and has worked at Merrill Lynch, Pierce, Fenner & Smith Inc. since August 2000. David has taken 4 exams including Series 31, Series 7, Series 66, and SIE, and has a total of 13 state registrations including those in California, Colorado, Florida, Georgia, Louisiana, Minnesota, Nevada, New York, North Carolina, Oklahoma, Pennsylvania, South Carolina and Texas. David is also the owner of Big Dawg 3d Designs, a retail product display design and manufacturing company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
02/22/2002 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (DENVER CO)
BOTH
Issued 08/31/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 07/21/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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