Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Martinez is a registered investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. David has been in the securities industry for over 3 years. David has a Series 66, Series 7 and Series 6 licenses. David is registered with the state of Colorado and Texas. Prior to joining Merrill Lynch, David was employed at MORGAN STANLEY and J.P. MORGAN SECURITIES LLC. David is a licensed agent with the state of Arizona, Colorado, Florida, Kansas, Nebraska, New Mexico, Oklahoma, Texas, Utah and Wyoming. David provides a variety of financial services including portfolio management, pension consulting, educational seminars and selection of other advisors. David also provides financial planning and performance measurement reports, allocation modeling, IPS, research reports and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
01/31/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (AURORA CO)
FL
11/17/2022 - 01/09/2024
MORGAN STANLEY (Temple Terrace FL)
CO
03/30/2021 - 10/20/2022
J.P. MORGAN SECURITIES LLC (DENVER CO)
BOTH
Issued 02/17/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/13/2022
Series 7TO - General Securities Representative Examination
BC
Issued 03/30/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/16/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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