Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Mann is a financial advisor with Franklin Distributors, LLC. David has been in the financial industry since November 24, 2003. David has a wide range of experience in the industry, having worked for several firms including BLACKROCK INVESTMENTS, LLC, LABRANCHE STRUCTURED PRODUCTS LLC and FRANKLIN/TEMPLETON DISTRIBUTORS, INC.. David holds the Series 4, Series 7, Series 24, Series 55 and Series 63 licenses. David is registered in California, Connecticut, Florida and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
04/22/2021 - Present
Franklin Distributors, LLC (San Ramon CA)
CA
04/05/2016 - 07/07/2021
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (San Ramon CA)
CA
01/03/2012 - 02/25/2016
BLACKROCK INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
08/28/2009 - 12/31/2011
BLACKROCK FUND DISTRIBUTION COMPANY (SAN FRANCISCO CA)
NY
09/08/2003 - 07/22/2009
LABRANCHE STRUCTURED PRODUCTS LLC (NEW YORK NY)
NY
02/02/2006 - 10/27/2006
LABRANCHE STRUCTURED PRODUCTS SPECIALISTS LLC (NEW YORK NY)
BC
Issued 12/21/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/06/2015
Series 4 - Registered Options Principal Examination
BC
Issued 05/19/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/03/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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