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David Isaac Goodfriend

J.h. Darbie & CO., Inc.

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About David Isaac Goodfriend

David Goodfriend is a financial advisor with over 20 years of experience in the industry. David currently works at J.h. Darbie & CO., Inc. David has a strong track record of success in providing financial guidance and investment strategies to clients. David is dedicated to helping clients achieve their financial goals. Prior to joining J.h. Darbie & CO., Inc., David worked at Sunrise Securities Corp. and Rockwood Inc. David holds Series 7, 63, 24, and 65 securities licenses as well as the SIE. David is registered with the state of Florida, New Jersey, and New York.

Firm Information

David Goodfriend is currently registered with J.h. Darbie & CO., Inc.. J.h. Darbie & CO., Inc. is a Corporation registered with the SEC and in 46 states. Founded in June 1997, the firm offers advisory services including portfolio management for individuals and selection of other advisors. They also participate in wrap fee programs. They have approximately 9 employees, including licensed agents, investment advisor representatives, and registered representatives. The firm's website is HTTP://WWW.JHDARBIE.COM.

Not reported

Assets Under Management

Not reported

Total Clients

28

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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subadvisory and solicitations

Subadvisory and solicitations

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Subadvisory and solicitations

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David Goodfriend’s Registration & Firm History

NY

10/19/2010 - Present

J.h. Darbie & CO., Inc. (NEW YORK NY)

NY

02/13/2002 - 09/16/2010

SUNRISE SECURITIES CORP. (NEW YORK NY)

NY

01/08/2002 - 02/08/2002

ROCKWOOD INC. (NEW YORK NY)

NY

09/23/1997 - 10/02/2001

JOSEPHTHAL & CO., INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 02/28/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/06/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/28/1997

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/22/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for David Isaac Goodfriend.
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