Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Isaac Fisher is a financial professional with Citizens JMP Securities, LLC, located in Boston, MA. David has a wide range of securities licenses and has been in the financial industry since 2019. He is registered in the states of California, Massachusetts, New York, and North Carolina and is actively licensed with FINRA. David has a strong foundation in securities trading and operations, having passed the Series 7TO, 57TO, and 99TO exams. He has also passed the Series 63 Uniform Securities Agent State Law Examination and the Series 79TO, demonstrating his commitment to providing comprehensive financial services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
08/29/2023 - Present
Citizens JMP Securities, LLC (BOSTON MA)
BC
Issued 01/19/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/03/2024
Series 57TO - Securities Trader Exam
BC
Issued 12/29/2023
Series 7TO - General Securities Representative Examination
BC
Issued 12/04/2023
Series 99TO - Operations Professional Examination
BC
Issued 08/29/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/30/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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