Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Katz is a financial advisor with over 29 years of experience in the industry. David is registered with Raymond James & Associates, Inc. David specializes in financial planning, investment management, portfolio management, and pension consulting. David works with a variety of clients, including individuals, businesses, charitable organizations, and pension plans. David's expertise lies in helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
10/16/2017 - Present
Raymond James & Associates, Inc. (Hallandale Beach FL)
FL
01/16/2014 - 10/18/2017
AMERIPRISE FINANCIAL SERVICES, INC. (BOCA RATON FL)
FL
05/05/2010 - 01/17/2014
TRIAD ADVISORS, INC. (BOCA RATON FL)
NJ
05/30/2002 - 05/05/2010
ING FINANCIAL ADVISERS, LLC (WOODBRIDGE NJ)
CA
11/02/2001 - 05/29/2002
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
NY
11/20/2000 - 11/07/2001
LIFEMARK SECURITIES CORP. (ROCHESTER NY)
NY
12/02/1998 - 10/31/2000
LIFEMARK SECURITIES CORP. (ROCHESTER NY)
PA
01/17/1996 - 11/11/1998
HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)
DE
02/21/1995 - 12/31/1995
PML SECURITIES COMPANY (NEWARK DE)
MA
02/22/1994 - 02/21/1995
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
02/22/1994 - 02/21/1995
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 08/21/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/18/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/18/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/1998
Series 7 - General Securities Representative Examination
BC
Issued 02/19/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure David Katz is the right advisor for you? Invested Better is here to help.
