Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Huffman is a financial advisor in Bethesda, MD. David has been working in the financial industry since April 6, 2003. David is currently registered with Wells Fargo Clearing Services, LLC. David has been with Wells Fargo Clearing Services, LLC since June 2024. Previously, David was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated from November 2021 to June 2024, M&T Securities, Inc. from October 2015 to December 2019, and Merrill Lynch, Pierce, Fenner & Smith Incorporated from October 2009 to September 2015. David is licensed in Maryland, Texas, and 25 other states. David holds the Series 63, Series 66, Series 7, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
06/07/2024 - Present
Wells Fargo Clearing Services, LLC (BETHESDA MD)
DC
11/18/2021 - 06/11/2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WASHINGTON DC)
DC
10/07/2015 - 12/06/2019
M&T SECURITIES, INC. (WASHINGTON DC)
DC
10/23/2009 - 09/01/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WASHINGTON DC)
DC
03/21/2001 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (WASHINGTON DC)
BOTH
Issued 01/29/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/23/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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