Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Ogman is a financial advisor registered with Raymond James Financial Services Advisors, Inc.. David Ogman has been in the industry since May 18, 2001. David Ogman has passed the Series 7, Series 31, and Series 66 exams and is registered with the states of Colorado, Delaware, Florida, Georgia, Illinois, Maryland, Massachusetts, Nevada, New Hampshire, New Jersey, New York, and Texas. David Ogman has experience with several firms including Citigroup Global Markets Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Financial Services Inc., Morgan Stanley & Co. Incorporated, and Morgan Stanley DW Inc. David Ogman is located at 2600 N Military Trl, Ste 215, Boca Raton, FL, 33431-6796 and may be contacted by phone at (561) 392-5600.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
FL
02/20/2024 - Present
Raymond James Financial Services Advisors, Inc. (Boca Raton FL)
FL
09/23/2021 - 02/27/2024
CITI PRIVATE ALTERNATIVES, LLC (WEST PALM BEACH FL)
FL
09/23/2021 - 02/27/2024
CITIGROUP GLOBAL MARKETS INC. (WEST PALM BEACH FL)
FL
06/23/2017 - 09/08/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOCA RATON FL)
FL
03/14/2014 - 11/28/2016
UBS FINANCIAL SERVICES INC. (BOCA RATON FL)
FL
06/01/2009 - 03/20/2014
MORGAN STANLEY (BOCA RATON FL)
FL
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (BOCA RATON FL)
FL
09/29/2006 - 04/02/2007
MORGAN STANLEY DW INC. (BOCA RATON FL)
FL
10/11/2004 - 05/24/2005
FNB BROKERAGE SERVICES, INC. (STUART FL)
NY
05/16/2000 - 10/25/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
FL
07/31/1999 - 05/05/2000
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
GA
05/28/1999 - 12/20/1999
IFG NETWORK SECURITIES, INC. (ATLANTA GA)
BOTH
Issued 7/12/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 5/24/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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