Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Scott is a financial professional with over 20 years of experience in the industry. David has a Series 6, 7 and 63 license and is registered with FINRA and the state of Arizona. He is currently employed at Vanguard Marketing Corp., a firm with a focus on providing financial advice and services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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AZ
02/25/2004 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
CT
02/03/2003 - 02/02/2004
ING FINANCIAL ADVISERS, LLC (WINDSOR CT)
BC
Issued 11/11/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2011
Series 7 - General Securities Representative Examination
BC
Issued 01/31/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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