Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Ian Pullin is a financial advisor in Portland, Oregon. David has been in the financial services industry since November 1986. He has experience in both investment advisory and broker-dealer services. David is currently registered with Commonwealth Financial Network and has previously been affiliated with AXA Advisors, LLC, The Equitable Life Assurance Society of the United States, and Equitable Variable Life Insurance Company. He is a Certified Financial Planner and offers financial planning, portfolio management, and educational seminars. David's firm, Commonwealth Financial Network, manages a significant amount of assets for individual clients, high-net-worth individuals, and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OR
03/02/2007 - Present
Commonwealth Financial Network (Portland OR)
OR
11/24/1986 - 03/08/2007
AXA ADVISORS, LLC (PORTLAND OR)
NY
11/10/1986 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NY
12/05/1986 - 12/31/1996
EQUITABLE VARIABLE LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 07/15/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/10/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/1999
Series 7 - General Securities Representative Examination
BC
Issued 11/04/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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