Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Ian How is a registered investment advisor representative at PFS Investments Inc., a firm based in Duluth, Georgia. David has been in the financial services industry since 2002 and holds multiple industry licenses including Series 6, 7, 24, 26, 51, 52, 53, 63 and 65. David's primary focus is on providing portfolio management services to individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
GA
08/15/2011 - Present
PFS Investments Inc. (DULUTH GA)
BC
Issued 02/11/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/12/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/29/2017
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/24/2017
Series 24 - General Securities Principal Examination
BC
Issued 05/24/2007
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 10/30/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/2017
Series 52 - Municipal Securities Representative Examination
BC
Issued 03/11/2016
Series 7 - General Securities Representative Examination
BC
Issued 08/13/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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