Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Hurzeler is a financial advisor with UBS Financial Services Inc., a firm with over $50 billion in assets under management. David has been in the financial services industry since 1994 and holds a variety of licenses and certifications, including Series 7, 63, 24, and 4. David specializes in helping individuals, families, and businesses achieve their financial goals. David is a Registered Options Principal and General Securities Principal, and is a member of the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TN
12/16/2010 - Present
UBS Financial Services Inc. (NASHVILLE TN)
NY
03/27/2015 - 05/29/2015
UBS SECURITIES LLC (NEW YORK NY)
CA
10/22/2004 - 08/17/2005
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
CA
11/05/2001 - 09/16/2002
BROOKSTREET SECURITIES CORPORATION (SAN JUAN CAPISTRANO CA)
CA
09/30/1999 - 10/30/2001
INTERFIRST CAPITAL CORPORATION (LOS ANGELES CA)
CA
03/23/1995 - 09/30/1999
W.J. GALLAGHER & COMPANY, INC. (PASADENA CA)
NA
04/12/1994 - 03/28/1995
WILLIAM LAWRENCE SECURITIES, INC.
NY
03/02/1994 - 03/31/1994
ROBERT TODD FINANCIAL CORP. (NEW YORK NY)
CA
02/10/1993 - 03/16/1994
BARABAN SECURITIES, INC. (LOS ANGELES CA)
BC
Issued 12/21/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/08/2000
Series 4 - Registered Options Principal Examination
BC
Issued 04/12/1993
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/2010
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure David Hurzeler is the right advisor for you? Invested Better is here to help.
