Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Robb is a financial advisor at Janney Montgomery Scott LLC, a firm with over $1 billion in assets under management. David has been in the financial services industry since 1985 and has worked with Wells Fargo Advisors LLC and Wells Fargo Clearing Services, LLC. David is registered to provide investment advice in 36 states and is also a registered representative in Pennsylvania and Texas. David holds Series 7, 6, 63, 65, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
PA
11/16/2017 - Present
Janney Montgomery Scott LLC (PHILADELPHIA PA)
PA
07/01/2003 - 11/21/2017
WELLS FARGO CLEARING SERVICES, LLC (PHILADELPHIA PA)
NY
03/13/1995 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
FL
11/15/1993 - 01/11/1995
INVESTMENT MANAGEMENT & RESEARCH, INC (ST. PETERSBURG FL)
WI
10/12/1990 - 12/07/1993
NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC. (MILWAUKEE WI)
WI
10/12/1990 - 12/07/1993
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
PA
08/30/1989 - 09/12/1990
INDEPENDENT FINANCIAL GROUP (PHOENIXVILLE PA)
NA
03/06/1985 - 09/12/1989
MUTUAL BENEFIT FINANCIAL SERVICE COMPANY
IA
Issued 02/22/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/25/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/1993
Series 7 - General Securities Representative Examination
BC
Issued 10/10/1985
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 03/05/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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