Unclaimed
David Hunter Ramos is a financial professional with over 20 years of experience in the industry. He is a registered representative with Northwestern Mutual Investment Services, LLC. His expertise lies in providing clients with investment advice and guidance. David Ramos is a licensed and registered professional in multiple states including California, Idaho, New Jersey, New York, North Carolina, South Carolina, Texas, and Virginia. His office is located in Durham, North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NC
11/03/2003 - Present
Northwestern Mutual Investment Services, LLC (DURHAM NC)
BC
Issued 05/20/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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