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David Hunter Marshall

Fifth Third Securities, Inc.

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About David Hunter Marshall

David Marshall is a financial professional with over 16 years of experience in the financial services industry. David is a Registered Representative and Investment Advisor Representative, licensed in 19 states, and holds the Series 7 and Series 66 licenses. David currently works for Fifth Third Securities, Inc. located in Raleigh, North Carolina. Previous roles include PNC Investments and Merrill Lynch, Pierce, Fenner & Smith Incorporated. David is also a Certified Financial Planner.

Firm Information

David Marshall is currently registered with Fifth Third Securities, Inc.. Fifth Third Securities, Inc. is a corporation headquartered in Cincinnati, Ohio. Founded in 1925, the firm offers a variety of advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Fifth Third Securities, Inc. manages over $7.9 billion in assets for a diverse range of clients including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm also participates in a wrap fee program.
Fifth Third Securities, Inc.

4801 GLENWOOD AVE

RALEIGH, NC 27612

$7.98B

Assets Under Management

Not reported

Total Clients

1,080

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sponsor wrap fee program

Sponsor wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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David Marshall’s Registration & Firm History

NC

12/23/2020 - Present

Fifth Third Securities, Inc. (RALEIGH NC)

NC

04/17/2013 - 01/05/2021

PNC INVESTMENTS (CARRBORO NC)

NC

11/02/2011 - 04/03/2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (RALEIGH NC)

NC

02/25/2010 - 09/02/2011

MORGAN STANLEY SMITH BARNEY (RALEIGH NC)

NC

11/30/2007 - 10/05/2009

LPL FINANCIAL CORPORATION (RALEIGH NC)

NC

04/05/2006 - 11/07/2007

BB&T INVESTMENT SERVICES, INC. (CARY NC)

NY

09/03/2004 - 12/12/2005

AXA ADVISORS, LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 9/8/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 9/2/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for David Hunter Marshall. Review regulatory record here.
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