Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Marshall is a financial advisor with Fifth Third Securities, Inc., with over 15 years of experience in the financial services industry. David has a strong track record of success in providing financial advice to a wide range of clients, including individuals, families, and businesses. David is committed to providing personalized financial advice that is tailored to each client's unique needs and goals. David's approach to financial planning is comprehensive and holistic, considering all aspects of a client's financial life, including investments, retirement planning, estate planning, and insurance. David is a CERTIFIED FINANCIAL PLANNER™ professional, and he holds the Series 7 and Series 66 licenses. David is also a registered representative of Fifth Third Securities, Inc., and an Investment Advisor Representative of Fifth Third Bank.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NC
12/23/2020 - Present
Fifth Third Securities, Inc. (RALEIGH NC)
NC
04/17/2013 - 01/05/2021
PNC INVESTMENTS (CARRBORO NC)
NC
11/02/2011 - 04/03/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (RALEIGH NC)
NC
02/25/2010 - 09/02/2011
MORGAN STANLEY SMITH BARNEY (RALEIGH NC)
NC
11/30/2007 - 10/05/2009
LPL FINANCIAL CORPORATION (RALEIGH NC)
NC
04/05/2006 - 11/07/2007
BB&T INVESTMENT SERVICES, INC. (CARY NC)
NY
09/03/2004 - 12/12/2005
AXA ADVISORS, LLC (NEW YORK NY)
BOTH
Issued 09/08/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure David Marshall is the right advisor for you? Invested Better is here to help.
