Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Goganian is a registered representative with Fidelity Brokerage Services LLC in Smithfield, RI. David is also licensed in Massachusetts, Rhode Island, Texas and Utah. David has been in the securities industry since August 1997. David holds Series 7, 9, 10, 24, 26, 63, and 65 licenses. David is a registered principal and has been employed at Fidelity Brokerage Services LLC since March 2023. Prior to this, David has worked for various firms including John Hancock Distributors LLC, Signator Investors, Inc., NYLIFE Distributors LLC, NYLIFE Securities Inc., Scudder Distributors, Inc., Scudder Investor Services, Inc., State Street Research Investment Services, Inc., American Express Financial Advisors Inc., and IDS Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
03/14/2023 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
MA
10/30/2017 - 04/07/2021
JOHN HANCOCK DISTRIBUTORS LLC (Westwood MA)
MA
04/14/2015 - 06/17/2016
SIGNATOR INVESTORS, INC. (WESTWOOD MA)
MA
06/15/2004 - 04/15/2015
NYLIFE DISTRIBUTORS LLC (WESTWOOD MA)
NY
03/16/2004 - 06/15/2004
NYLIFE SECURITIES INC. (NEW YORK NY)
IL
10/19/2001 - 06/17/2002
SCUDDER DISTRIBUTORS, INC. (CHICAGO IL)
NY
12/12/2000 - 10/19/2001
SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)
MA
01/11/2000 - 01/10/2001
STATE STREET RESEARCH INVESTMENT SERVICES, INC. (BOSTON MA)
NA
12/11/1995 - 06/04/1999
SCUDDER INVESTOR SERVICES, INC.
NY
03/26/1992 - 06/04/1999
SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)
MN
12/17/1991 - 03/02/1992
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
12/17/1991 - 03/02/1992
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 04/07/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/20/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/04/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/04/2001
Series 24 - General Securities Principal Examination
BC
Issued 02/10/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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