Unclaimed
David Hue-yun Soohoo is a registered representative with MML Investors Services, LLC. David is a financial advisor based in New York, NY, and has been in the financial industry since 2020. David is also registered as an investment advisor representative (IAR) in New York and Texas. Previously, David worked at Thrivent Investment Management Inc. and AXA Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NY
05/10/2023 - Present
MML Investors Services, LLC (New York NY)
NY
09/15/2020 - 06/13/2022
THRIVENT INVESTMENT MANAGEMENT INC. (New York NY)
NY
01/01/2014 - 06/05/2014
AXA ADVISORS, LLC (NEW YORK NY)
BOTH
Issued 10/09/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/15/2020
Series 7TO - General Securities Representative Examination
BC
Issued 08/21/2020
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure David Soohoo is the right advisor for you? Invested Better is here to help.