Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Zhao is a securities professional with experience in the financial services industry. David Zhao has passed the Securities Industry Essentials Examination (SIE) and the Operations Professional Examination (Series 99). David Zhao is currently registered with Smbc Nikko Securities America, Inc. and has been with the firm since October 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
10/11/2021 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
BC
Issued 10/11/2021
Series 99TO - Operations Professional Examination
BC
Issued 09/10/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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